+1(514) 937-9445 or Toll-free (Canada & US) +1 (888) 947-9445
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cp30985

Star Member
Apr 11, 2016
93
26
39
india
Category........
FSW
Visa Office......
New Delhi
NOC Code......
1114
HI Seniors,

Please help to select my correct NOC, I have currently selected 1113

Job Resposibilities


As an Institutional Dealer, you will have the following responsibilities:



  1. Execute trades with extreme accuracy and timeliness in Cash and Futures & Options segments;

  2. Call clients on daily basis with updates on stocks, markets and general outlook as well as specific queries;

  3. Develop & maintain excellent working relationships with all clients’ dealing desks;

  4. Keep a track of clients stock preferences, make recommendations & update on recommended calls regularly;

  5. Maintain Client dealing database;

  6. Ensure the following are in order:
    1. Mapping of clients;

    2. Mapping of client schemes;

    3. Network Connectivity;

    4. Recording of phone lines;

    5. Updation of exchange files;

    6. Trade Limits;

    7. Trade Confirmation;

    8. Trade File back – up;

    9. Reporting of errors;
  7. Filing of important documents with existing & potential clients for empanelments;
Ensure compliance with internal & external guidelines - must have NCFM Certificate for Capital Market & Derivative.


KRA

· Increase revenue from existing active clients with superior execution;

· Get rating points from clients for execution;

· Ensuring error-free & smooth execution.


  • Supervising the Back office and assuring the error free process & settlement of trades


 
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